Kim King
Registered Associate, RJFSKimberly King is a Registered Associate with Raymond James Financial Services and has been an integral member of Winter Park Wealth Group since the firm's founding in 2013. With more than two decades of experience in the financial services industry, she brings extensive knowledge of branch operations, regulatory compliance, and advisor support, helping ensure the team delivers an exceptional client experience with efficiency, accuracy, and professionalism.
In addition to her responsibilities at Winter Park Wealth Group, Kim plays a key role in supporting AGW Group, the firm's Office of Supervisory Jurisdiction (OSJ). She oversees and coordinates critical compliance and operational functions that help advisors meet regulatory obligations while maintaining the highest standards of ethical conduct and client service. Her responsibilities include assisting with supervisory reviews, implementing compliance policies and procedures, maintaining regulatory documentation, coordinating operational workflows, supporting branch audits and regulatory examinations, and partnering with financial advisors and branch personnel to promote adherence to FINRA, SEC, and Raymond James policies and requirements. Through her dedication to operational excellence and regulatory oversight, Kim helps foster a culture of accountability that enables advisors to focus on serving their clients with confidence.
Kim is widely recognized for her attention to detail, collaborative approach, and unwavering commitment to excellence. She takes pride in helping simplify complex operational and compliance processes, providing advisors with the support they need to build and grow successful practices while helping clients experience clarity and convenience in their financial lives.
A Central Florida native, Kim resides in Chuluota with her husband, Mike. Outside of the office, she enjoys hunting, fishing, traveling, spending time with her grandson, Ares, and supporting the veteran community through her service with the Auxiliary of the Veterans of Foreign Wars.
